Regulatory Alert

MIAX Options

January 18, 2017 | 09:24 AM

Market for Underlying Security used for Openings on MIAX Options for Symbol RIC Effective Wednesday, January 18, 2017

The following issue will transfer primary listing from NYSE MKT to NYSE effective Wednesday, January 18, 2017, and, as set forth in MIAX Rule 503(d), MIAX shall use NYSE as the “market for the underlying security” for purposes of Openings on the Exchange.

• RICHMONT MINES, INC. (RIC)

Please refer to MIAX Options Regulatory Circular 2017-05 for more details.

Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.