Regulatory Alert, Trading Alert

MIAX Emerald

March 21, 2025 | 03:39 PM

Order Instituting Proceedings - New FINRA Rules 12808 and 13808 (Accelerated Processing) for Qualified Parties

On March 12, 2025, the SEC instituted proceedings to determine whether to approve or disapprove a proposed rule change to amend the Codes of Arbitration Procedure to add new FINRA Rules 12808 and 13808 (Accelerated Processing) for Qualified Parties.
 
Please refer to the following Regulatory Circulars for more information:

Direct Regulatory inquiries to Regulatory@miaxglobal.com or (609) 897-7309.