Trading Alert, Product Alert

MIAX Pearl Equities

January 10, 2025 | 10:26 AM

Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Changes to the Arbitrator List Selection Process

FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to make changes to certain provisions relating to arbitrator list selection.
 
Please refer to the following Regulatory Circulars for more information on the rule change:

Direct Regulatory inquiries to Regulatory@miaxglobal.com or (609) 897-7309.