U.S. Equities

As required by Regulation Systems Compliance and Integrity and MIAX Options Rule 321, which is incorporated by reference into the MIAX Pearl, MIAX Emerald and MIAX Sapphire Exchange Rule Books, certain Members of the MIAX Exchanges will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.
 
Please refer to the following Regulatory Circulars for more information on designation standards and requirements for Designated Members:

• MIAX Options RC 2024-77
• MIAX Pearl Options RC 2024-74
• MIAX Emerald Options RC 2024-76
• MIAX Sapphire Options RC 2024-84
• MIAX Pearl Equities RC 2024-16

Please direct any requests for further information regarding BC/DR testing to TradingOperations@miaxglobal.com or (609) 897-7302.

Regulatory questions may be directed to Regulatory@miaxglobal.com or (609) 897-7309.