Regulatory Alert
MIAX Pearl
December 05, 2024 | 01:50 PM
MIAX Exchange Group - Options Markets - Amendments to Rule 1306, Branch Offices and Rule 1308, Supervision of Accounts
This Regulatory Circular is to inform MIAX Exchange Group Members that a proposed rule change to amend all MIAX Exchanges’ Rules 1306, Branch Offices, and 1308, Supervision of Accounts, has become effective, pursuant to a notice recently issued by the Securities and Exchange Commission (“SEC”).
Please refer to the following Regulatory Circulars for more information on the FINRA rule changes:
- MIAX Options RC 2024-73
- MIAX Pearl Options RC 2024-70
- MIAX Emerald Options RC 2024-72
- MIAX Sapphire Options RC 2024-80