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Regulatory Alert

MIAX Pearl

May 03, 2024 | 11:57 AM

MIAX Exchange Group - Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007

FINRA is retiring the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed in the forum administered by FINRA Dispute Resolution Services prior to April 16, 2007.

Please refer to the following Regulatory Circulars for more information:

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.