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Trading Alert, Regulatory Alert

MIAX Pearl

January 04, 2024 | 01:59 PM

Electronic Filing of Annual Reports

The annual report filing described in MIAX Options, MIAX Pearl Options, and MIAX Emerald Options Rule 803 Audits, has transitioned to the electronic filing platform available via FINRA’s Firm Gateway.

Please refer to the following for more information:

For FINRA Firm Gateway technical questions contact FINRA’s technical support group at (301) 869-6699.

Direct further questions to the Exchange’s Membership Department at MemberServices@miaxglobal.com or (609) 897-1479.