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Trading Alert, Regulatory Alert

MIAX Pearl

August 22, 2023 | 08:23 AM

MIAX Exchange Group - Options Markets - Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for Symbol FFWM Effective Tuesday, August 22, 2023

First Foundation Inc. (“FFWM”) has transferred primary listing from the NASDAQ Stock Market LLC to the New York Stock Exchange (“NYSE”) on Tuesday, August 22, 2023

MIAX Options, MIAX Pearl Options and MIAX Emerald Options will use NYSE as the “market for the underlying security” for the purpose of Openings on the Exchange.

Please refer to the following for more information.

Please direct questions to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.