Regulatory Alert
MIAX Options
April 20, 2023 | 04:27 PM
FINRA Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
Please refer to the following Regulatory Circulars for information on an approved FINRA rule amendment to modify the current process relating to the expungement of customer dispute information.
- MIAX Options RC 2023-20
- MIAX Pearl Options RC 2023-17
- MIAX Emerald Options RC 2023-18
- MIAX Pearl Equities RC 2023-08