Regulatory Alert

MIAX Pearl

April 20, 2023 | 04:31 PM

FINRA Notice of Filing To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

Please refer to the following Regulatory Circulars for information on a FINRA rule proposal to make various clarifying and technical changes to the Codes, including in response to recommendations in the report of independent counsel Lowenstein Sandler LLP.

 Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.