Regulatory Alert
MIAX Pearl Equities
April 20, 2023 | 04:31 PM
FINRA Notice of Filing To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
Please refer to the following Regulatory Circulars for information on a FINRA rule proposal to make various clarifying and technical changes to the Codes, including in response to recommendations in the report of independent counsel Lowenstein Sandler LLP.
- MIAX Options RC 2023-21
- MIAX Pearl Options RC 2023-18
- MIAX Emerald Options RC 2023-19
- MIAX Pearl Equities RC 2023-09