Regulatory Alert
MIAX Pearl Equities
January 25, 2023 | 10:47 AM
MIAX Pearl Equities Clearly Erroneous Execution Review of multiple trades due to NYSE Opening Auction Issue.
MIAX Pearl Equities Regulatory Operations Department has reviewed potential Clearly Erroneous transactions in multiple issues executed between 9:30am and receipt of the LULD bands from the SIP.
In this regard, all potentially affected Pearl Equities trades will stand as executed. As determined, in conjunction with the other market centers and Finra, review decisions are not appealable.
MIAX Regulatory Department
Regulatory@MIAXEquities.com
609-897-7309