U.S. Equities

The annual report filing, described in MIAX Options, MIAX Pearl Options, and MIAX Emerald Options Rule 803, has transitioned to the electronic filing platform available via FINRA’s Firm Gateway.

Please refer to the following for more information on submitting annual reports to FINRA:

• MIAX Options RC 2023-02
• MIAX Pearl Options RC 2023-02
• MIAX Emerald Options RC 2023-03
• MIAX Pearl Equities RC 2023-02

For FINRA Firm Gateway technical questions contact FINRA’s technical support group at (301) 869-6699.

Direct further questions to the Exchange’s Membership Department at MemberServices@miami-holdings.com or (609) 897-1479.