Trading Alert

MIAX Emerald

November 16, 2022 | 03:51 PM

FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

FINRA filed a proposed rule change with the Securities and Exchange Commission to modify the current process relating to the expungement of customer dispute information.
 
Please refer to the following Regulatory Circulars for more information:

 Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.