Trading Alert
MIAX Pearl Equities
November 16, 2022 | 03:51 PM
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
FINRA filed a proposed rule change with the Securities and Exchange Commission to modify the current process relating to the expungement of customer dispute information.
Please refer to the following Regulatory Circulars for more information:
- MIAX Options RC 2022-71
- MIAX Pearl Options RC 2022-60
- MIAX Emerald Options RC 2022-64
- MIAX Pearl Equities RC 2022-14