Regulatory Alert

MIAX Options

September 30, 2022 | 04:45 PM

Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm

FINRA is proposing to change references in the Codes of Arbitration Procedure (‘‘Codes’’) from the Neutral List Selection System to the list selection algorithm.

Please refer to the following Regulatory Circulars for more information:

Inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.