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Regulatory Alert

MIAX Pearl Equities

September 21, 2022 | 11:18 AM

MIAX Pearl Equities Exchange - Notice of New Clearly Erroneous Execution Rule 2621 Effective October 1, 2022

Effective October 1, 2022, MIAX Pearl Equities, in coordination with all U.S. equities exchanges, will update the existing clearly erroneous execution (“CEE”) rules and procedures. CEE filing procedures require filings to be submitted online using the Clearly Erroneous Execution Form found on the MIAX Pearl Equities Website.

Please refer to the following Regulatory Circular for more information:

Direct Regulatory inquiries to Regulatory@MIAXEquities.com or (609) 897-7309.