Regulatory Alert

MIAX Emerald

May 27, 2022 | 11:33 AM

Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021

FINRA is proposing to amend the Code to align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021.

Please refer to the following Regulatory Circulars for more information.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.