Regulatory Alert
MIAX Pearl Equities
May 27, 2022 | 11:33 AM
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021
FINRA is proposing to amend the Code to align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021.
Please refer to the following Regulatory Circulars for more information.
- MIAX Options RC 2022-31
- MIAX Pearl Options RC 2022-30
- MIAX Emerald Options RC 2022-28
- MIAX Pearl Equities RC 2022-04