Regulatory Alert

MIAX Emerald

May 27, 2022 | 02:06 PM

Consolidated Audit Trail (CAT) Full Customer Account Information System (CAIS) Production Certification and Compliance Deadlines Extended

The Participants have determined to delay the full Customer Account Information System (“CAIS”) compliance deadline from July 11, 2022, to a date projected to be in Q4 2022, which new date will be subsequently announced.

Please refer to the following Regulatory Circulars for more information.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.