Regulatory Alert
MIAX Emerald
May 27, 2022 | 02:06 PM
Consolidated Audit Trail (CAT) Full Customer Account Information System (CAIS) Production Certification and Compliance Deadlines Extended
The Participants have determined to delay the full Customer Account Information System (“CAIS”) compliance deadline from July 11, 2022, to a date projected to be in Q4 2022, which new date will be subsequently announced.
Please refer to the following Regulatory Circulars for more information.
- MIAX Options RC 2022-32
- MIAX Pearl Options RC 2022-31
- MIAX Emerald Options RC 2022-29
- MIAX Pearl Equities RC 2022-02