Regulatory Alert
MIAX Options
December 23, 2016 | 02:06 PM
Market for Underlying Security used for Openings on MIAX for Symbol PBYI Effective Tuesday, January 3, 2017
The following issue will transfer primary listing from NYSE to NASDAQ effective Tuesday, January 3, 2017, and, as set forth in MIAX Rule 503(d), MIAX shall use NASDAQ as the “market for the underlying security” for purposes of Openings on the Exchange.
• PUMA BIOTECHNOLOGY, INC. (PBYI)
Please refer to MIAX Options Regulatory Circular 2016-70 for more details.
Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.