Trading Alert
MIAX Options
November 17, 2016 | 03:25 PM
Rule Change Notice—FINRA Arbitration Rules 12504 and 13504
FINRA has received approval to amend Rule 12504, Code of Arbitration Procedure for Customer Disputes and Rule 13504, Code of Arbitration Procedure for Industry Disputes relating to motions to dismiss in arbitration.
Please refer to MIAX Regulatory Circular 2016-58 for further details.
Questions should be directed to the Regulatory Department at (609) 897-7309 or Regulatory@miaxglobal.com.