U.S. Options

MIAX Options Alerts

Find more information on our U.S. options exchanges.

MIAX Options Content.
MIAX Pearl Content.
MIAX Emerald Content.
MIAX Sapphire Content.
All Options Exchanges Content.
Back to MIAX Options Alerts

Regulatory Alert

MIAX Options

September 23, 2016 | 03:08 PM

Rule Change Notice—FINRA Arbitration Rule 12403

FINRA has received approval to amend Rule 12403 of its Code of Arbitration Procedure for Customer Disputes relating to the panel selection process in arbitration.

Please refer to MIAX Regulatory Circular 2016-37 for further details.

Questions should be directed to the Regulatory Department at (609) 897-7309 or Regulatory@miaxglobal.com.