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Regulatory Alert

MIAX Options

April 06, 2016 | 11:00 AM

MIAX 2016 Disaster Recovery Data Center Test Plan

MIAX will be participating in the annual SIFMA BCP test expected to take place in October 2016.

As required by Regulation SCI and MIAX Rule 321, certain Members of MIAX will have mandatory participation requirements in this annual Disaster Recovery (“DR”) test.  MIAX will be leveraging the annual industry-wide SIFMA BCP test to fulfill this requirement.

MIAX plans to support the SIFMA BCP test utilizing a new DR platform in Chicago which will be available to all participants in September 2016.

Please refer to MIAX Regulatory Circular 2016-14 for more information on designation standards and requirements for Designated BCP Members.

Please direct any questions regarding the Designation Standards for MIAX Members to Shelly Brown at SBrown@miaxglobal.com or (609) 897-7317.

Please direct any requests for further information regarding MIAX’s BC/DR plans testing to TradingOperations@miaxglobal.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.