Regulatory Alert
MIAX Options
December 30, 2015 | 11:51 AM
Fee Changes based upon implementation of Series 57 Securities Trader Qualification Exam and CE Program
Effective January 4, 2016, MIAX is eliminating certain Web CRD Fees relating to the Series 56 Proprietary Trader Examination ("PT") and Continuing Education (“CE”) Program that will no longer apply following implementation of the new Securities Trader registration category ("TD") qualification examination (Series 57) and the S101 CE Program applicable to Securities Traders.
Please refer to MIAX Regulatory Circular 2015-64 for more details.
Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.