Regulatory Alert
MIAX Options
December 18, 2015 | 04:15 PM
Securities Trader Registration Categories and Qualification Exam for Proprietary Trading
MIAX ("MIAX" or "the Exchange") is establishing a new Securities Trader registration category ("TD") and qualification examination (Series 57) for persons engaged in proprietary trading on the Exchange effective January 4, 2016. MIAX is also establishing a new Securities Trader Principal registration category ("TP") applicable to persons responsible for supervision of persons engaged in proprietary trading effective January 4, 2016.
Please refer to MIAX Regulatory Circular 2015-62 for more details.
Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.