U.S. Options

MIAX Options Alerts

Find more information on our U.S. options exchanges.

MIAX Options Content.
MIAX Pearl Content.
MIAX Emerald Content.
MIAX Sapphire Content.
All Options Exchanges Content.
Back to MIAX Options Alerts

Regulatory Alert

MIAX Options

December 18, 2015 | 04:15 PM

Securities Trader Registration Categories and Qualification Exam for Proprietary Trading

MIAX ("MIAX" or "the Exchange") is establishing a new Securities Trader registration category ("TD") and qualification examination (Series 57) for persons engaged in proprietary trading on the Exchange effective January 4, 2016.  MIAX is also establishing a new Securities Trader Principal registration category ("TP") applicable to persons responsible for supervision of persons engaged in proprietary trading effective January 4, 2016. 

Please refer to MIAX Regulatory Circular 2015-62 for more details.

Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.