Trading Alert

MIAX Options

November 23, 2015 | 04:32 PM

MIAX Regulatory Alert - Information Barrier Rule Change

The MIAX filed to adopt a principles-based approach to prohibit the misuse of material non-public information by all Members; and to delete Exchange Rule 610, Limitations on Dealings, applicable solely to Market Makers. The new principles-based approach will become operative as of December 4, 2015.

Please refer to MIAX Regulatory Circular MIAX RC 2015 56 (attached) for further details.

Please direct any regulatory questions to Regulatory@miaxglobal.com or (609) 897-7309.