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Trading Alert

MIAX Options

September 11, 2015 | 02:48 PM

New Web CRD Registration Categories and Related Qualification Exams

Effective Monday, September 14, 2015, MIAX has adopted the following new registration categories:

• CD – Series 37 Canada Securities Representative Examination – Options
• CN – Series 38 Canada Securities Representative Examination – Non-Options
• IE – Series 17 United Kingdom Securities Examination

Please refer to MIAX Regulatory Circular 2015-44 for more details.

Inquiries regarding registration may be directed to John Cunningham, Member Services at jcunningham@miaxglobal.com or call (609) 897-1479.