Trading Alert
MIAX Options
June 03, 2015 | 02:00 PM
Rule Change Notice—FINRA Arbitration Rules
FINRA has amended Rules 12214 and 12601 of its Code of Arbitration Procedure for Customer Disputes and Rules 12214 and 12601 of its Code of Arbitration Procedure for Industry Disputes.
MIAX Rule 1107 incorporates by reference the rules of FINRA relating to arbitration of disputes.
Refer to MIAX Regulatory Circular 2015-28 for further details.
Please direct any questions to the Regulatory Department at 609-897-7309 or Regulatory@miaxoptions.com.