Regulatory Alert
MIAX Options
November 27, 2013 | 01:12 PM
MIAX and ISG Extend Effective Date for Electronic Blue Sheet Data Elements
MIAX and the other U.S. members of the Intermarket Surveillance Group have extended the effective date for compliance with the following new data elements for Electronic Blue Sheets until May 1, 2014.
MIAX and the other ISG members have also extended the effective date for compliance with the following data elements to be consistent with the exemptive relief provided by the SEC, which extended the compliance date for certain broker-dealer recordkeeping and reporting requirements of SEA Rule 13h-1 (Large Trader Rule) from November 1, 2013 to November 1, 2015.
Please refer to MIAX Regulatory Circular 2013-67 for more details.
For questions, please contact the MIAX Regulatory Department at Regulatory@miaxglobal.com or 609-897-7309.