Regulatory Alert

MIAX Options

December 06, 2012 | 08:20 PM

MIAX Regulatory Circulars

The MIAX Options Exchange has posted Regulatory Circulars for the following issues:

  • MIAX Option System Settings

  • MIAX Opening Process and Pause Timer

  • Trade Allocation

  • MIAX Market Maker Quote Types and Minimum Size Requirement

  • Membership Application Process

  • MIAX Exchange Codes

  • Order Types

  • Compliance with Section 11(a) of the Securities Exchange Act of 1934, as Amended (the "Act”)

  • OCC ORSA Authorization Letter

  • Updates to Disseminated Bids and Offers

The Regulatory Circular can be accessed at filter/circular

For questions or comments please contact the Regulatory Department at regulatory@miaxoptions.com.