MIAX Pearl® Equities Regulatory Circulars
August 30, 2024
MIAX Pearl Equities RC-2024-13
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
August 27, 2024
MIAX Pearl Equities RC-2024-12
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 09, 2024
MAX Pearl Equities RC-2024-11
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 01, 2024
MIAX Pearl Equities RC-2024-10
Changes to Certain Risk Controls on MIAX Pearl Equities
May 28, 2024
MIAX Pearl Equities RC-2024-09
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
May 03, 2024
MIAX Pearl Equities RC-2024-08
Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007
April 18, 2024
MIAX Pearl Equities RC-2024-07
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
March 15, 2024
MIAX Pearl Equities RC-2024-06
Termination of Waiver Period for Market Data Fees and Establishment of Fee Amounts