MIAX Pearl® Equities Regulatory Circulars


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August 30, 2024

MIAX Pearl Equities RC-2024-13

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

August 27, 2024

MIAX Pearl Equities RC-2024-12

Market Wide Circuit Breaker Testing and Member Designation Standards Reminder

July 09, 2024

MAX Pearl Equities RC-2024-11

Market Wide Circuit Breaker Testing and Member Designation Standards Reminder

July 01, 2024

MIAX Pearl Equities RC-2024-10

Changes to Certain Risk Controls on MIAX Pearl Equities

May 28, 2024

MIAX Pearl Equities RC-2024-09

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

May 03, 2024

MIAX Pearl Equities RC-2024-08

Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007

April 18, 2024

MIAX Pearl Equities RC-2024-07

Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

March 15, 2024

MIAX Pearl Equities RC-2024-06

Termination of Waiver Period for Market Data Fees and Establishment of Fee Amounts