PRIME Pilot Reports
Limit Up Limit Down Pilot Reports
In response to the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS, MIAX Options® established procedures that are reasonably designed to comply with the requirements of the Plan. As part of its procedures, MIAX Options represented that the Exchange would provide the SEC assessments relating to the impact of the operation of the obvious error rules during Limit and Straddle States no later than two months prior to the end of a one-year Pilot Period. MIAX Options also represented that the Exchange would provide the SEC and the public a dataset containing data for each Limit and Straddle State in affected stocks and that such data would be submitted on or before the last day of the calendar month following the month to which the data applies. The Limit Up Limit Down Pilot Program was replaced by a permanent Limit Up Limit Down Plan in October 2019 (see National Market System Plan for more information).
A copy of the publicly available dataset and Pilot Reports are available below.
LULD Pilot Report September 2019
October 02, 2019
LULD Pilot Report August 2019
September 20, 2019
LULD Pilot Report July 2019
August 30, 2019
LULD Pilot Report May 2019
July 10, 2019
LULD Pilot Report June 2019
July 11, 2019
LULD Pilot Report April 2019
May 08, 2019
LULD Pilot Report March 2019
April 08, 2019
LULD Pilot Report February 2019
March 05, 2019
LULD Pilot Report December 2018
January 31, 2019
LULD Pilot Report January 2019
February 05, 2019
LULD Pilot Report November 2018
December 06, 2018
LULD Pilot Report October 2018
November 19, 2018
LULD Pilot Report May 2018
June 29, 2018
LULD Pilot Report September 2018
October 18, 2018
LULD Pilot Report August 2018
September 10, 2018